SMS Policy
Aegis Wealth Management offers SMS messaging for conversational and client service purposes only.
Purpose of SMS Communications
We use SMS messaging solely for:
- Responding to client inquiries
- Scheduling or confirming appointments
- Account-related service communications
- Administrative follow-up
We do not use SMS for unsolicited marketing or promotional broadcasts.
Opt-In Consent
Clients or prospective clients may opt in to SMS communications by:
- Providing verbal consent
- Submitting a web form requesting contact
- Initiating a text conversation with our firm
By opting in, you consent to receive conversational text messages from Aegis Wealth Management.
Message Frequency
Message frequency varies based on your interaction with our firm.
Message and data rates may apply depending on your wireless carrier plan.
Opt-Out Instructions
You may opt out at any time by replying:
STOP – to unsubscribe
HELP – for assistance
After opting out, you will no longer receive SMS messages unless you reinitiate communication.
No Sale or Sharing of SMS Data
We do not sell, rent, or share your mobile phone number or SMS consent information with third parties for marketing purposes.
SMS information may only be shared with service providers that support our communications infrastructure (e.g., Zoom Phone), subject to confidentiality obligations.
Confidentiality & Regulatory Compliance
As a Registered Investment Adviser, we are committed to protecting client information in accordance with:
- SEC Regulation S-P
- Applicable federal and state privacy laws
SMS messaging should not be used to transmit sensitive financial information (such as account numbers, Social Security numbers, or transaction instructions).
Record Retention
Text message communications may be retained in accordance with SEC Books and Records requirements.
Contact Information
If you have questions regarding this policy, please contact:
Aegis Wealth Management LLC
6903 Rockledge Drive, Suite 530, Bethesda, MD 20817
(301) 664-2313
info@aegiswealth.com